Partnered with all business lines to identify, assess, mitigate and manage current and developing risk exposure relating to their operations and activities.Maintained and revised policy procedures for general operation of compliance program.Ģ014 to 2020 Diligence Associate/Business Risk & Control Associate/Financial Crimes Consultant Wells Fargo | City, STATE ,.Planned and executed compliance audits to check company policies, procedures and controls.Responsible for internal reporting (compilation, provision & support of the Global Compliance team, as well as providing point of contact for the Lending team).Analysis & Support of Operational Compliance control for onshore processes.Regulatory analysis & reporting for the country relevant.Compliance analysis & support as relevant/required, including Retail and partners lending areas, across processes relevant to the role, including:.Perform customer lifecycle compliance monitoring and re-evaluation on Lending Operations customers.Perform additional CDD on Celsius’ lending customers (including EDD).Responsible for supporting the Lending Compliance Manager with analytical and reporting activity, including Retail and Partner lending areas.Support Celsius’ AML Compliance program, taking ownership of the lending AML process, undertake lifecycle compliance management for those customers, and provide solution led expert advice and guidance for the business.Maintained compliance frameworks, policies and documentation to support audits.Monitored competitive landscape to develop knowledge of prevailing trends, financials and operating drivers across multiple industry segments.Ģ020 to 2022 Lending Senior Compliance Analyst CELSIUS NETWORK | City, STATE ,.Performed statistical data analysis to inform customer groups. ![]() Developed innovative, fact-based and achievable strategies and operating models based on evaluations.Defined key data points and data sources to track against measurable performance indicators and produce useful reports.Analyzed operational data, surfacing insights and findings to support business and technical decisions.Recommended improvements to existing or proposed systems to enhance solution functionality.Collaborated with stakeholders to define features, integrations and partnerships.Identified and analyzed user requirements, procedures and processes to develop optimization strategies. ![]() ![]()
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